Responsible for directly influencing the development of an organization's sustainability strategies by establishing risk management framework and policies, as well as regulatory compliance, overseeing their risk management and compliance activities across the organization to ensure the organization has the required procedures in place and follows regulatory requirements to ensure needed sustainability
Area of Responsibility:
- Contribute to the development of the quarterly risk assessment and rolling audit plan
- Contribute to the development of the rolling audit plan to ensure that local and global risks have been incorporated.
- Deliver an assigned portfolio of assignments including aspects such as planning and scoping, in line with quality, time and budget requirements.
- Drive the use of data analytics tools in an audit engagement, where appropriate. Interact with senior business stakeholders and audit committees and ensure buy-in for audit recommendations.
- Identify applicable regulatory requirements for technology solutions and business controls, and monitor the regulatory environment for changes.
- Assess current policies, procedures, and architectures to identify weaknesses/shortfalls, implement missing compliance controls/ policies and strengthen existing controls, policies, and architectures as needed.
- Monitor compliance positions and controls are monitored and tested on a regular basis, as defined by the regulatory compliance strategy, to identify controls that should be added, removed, or modified.
- Develop and maintain relationships with regulators as appropriate to understand and comply with all regulations, as required and ensure adherence to regulations
- Maintain relationships and act as the key point of contact for local management in order to understand the local requirements and context in detail and feed into the audit plan
- Work across segments and functions, in addition to the primary function (internal audit), as required.
- Provide guidance to senior business stakeholders on aspects related to controls, risk and governance.
- Bachelor Degree in Economics, Finance, or other relevant (MBA and professional certification is preferred)
- More than 7 years experience (with which minimum of 5 years relevant experience in the area, AND 2 years leadership experience)
- Highly experienced working with high-level management and regulatory bodies
- Highly experienced working with high-level transactions services company
- Experienced with ISO
Alterra